Useful Links

Regulatory Links
Department of the Treasury www.treasury.gov
Federal Deposit Insurance Corporation (FDIC) www.fdic.gov
Federal Reserve www.federalreserve.gov
Fiduciary & Investment Risk Management Association (FIRMA) thefirma.org
Financial Industry Regulatory Authority (FINRA) www.finra.org
Internal Revenue Service (IRS) www.irs.gov
Office of the Comptroller of the Currency (OCC) www.occ.treas.gov
Securities and Exchange Commission (SEC) www.sec.gov
Industry Links
American Bankers Association www.aba.com
Bank of NY Mellon American Depository Receipts (ADR) www.adrbny.com/dr_directory.jsp
Depository Trust Company (DTC) www.dtcc.com
Investment Company Institute (ICI) www.ici.org
JP Morgan American Depository Receipts (ADR) information www.adr.com
Moodys.com (Bond Ratings) www.moodys.com
Morningstar.com (Mutual Fund Ratings) www.morningstar.com
NASDAQ www.nasdaq.com
New York Stock Exchange (NYSE) www.nyse.com
Standard & Poors www.standardandpoors.com
System for Electronic Document Analysis and Retrieval www.sedar.com/issuers/issuers_en.htm
U.S. Securities and Exchange Commission/Proxy Matters www.sec.gov/spotlight/proxymatters.shtml

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